Our experienced team has a great working knowledge of working within regulatory frameworks
We work closely with our clients to ensure that they have everything in place in order to comply with any and all regulatory requirements.
As a regulated business you must avoid breaching any of the rules you have to abide by. By working closely with our team at MannBenham we will ensure that all your policies, processes and procedures are in place, and conform to working ‘best practices’.
Our experience and knowledge of the regulators on the Isle of Man and other jurisdictions helps us better understand how they work and are best placed to offer advice on the direction to take should a breach occur. This also puts us in good stead to structure processes and procedures to ensure you and your staff are fully prepared and briefed should that breach escalated into a regulatory investigation.
Regulatory Investigations | What we do
We work closely with you and our other clients to ensure that you have all the processes, compliance and corporate governance in place to comply with any and all regulatory requirements. Should a breach occur or a regulatory investigation is initiated, our team can respond quickly to your needs. We are able to assist and advise you in dealing with these complex and very demanding issues as quickly and economically as possible, looking for a speedier resolution of regulatory matters.
By having everything in place and running in accordance with regulatory requirements there should be no cause for escalation to the High Court or for the need to appeal to the Financial Services Tribunal. We are however on hand to represent you in either circumstance should the need arise and our Dispute Resolution Team are there for you. If you or your business is under investigation or facing prosecution, we will guide you through every stage and defend your best interests.
Talk to the team today
If you need to talk to someone around your regulatory requirements having your processes and procedures in place, or are potentially looking at regulatory investigations or your annual review then email our team at firstname.lastname@example.org or call us on 01624 639350 to arrange your free consultation with us today.
|Miles Benham||E: email@example.com||T: +44 (0)1624 639351|
|Carly Stratton||E: firstname.lastname@example.org||T: +44 (0)1624 639354|
|Paul Beckett||E: email@example.com||T: +44 (0)1624 639983|