Our experienced team has a great working knowledge of working within regulation and compliance frameworks
We work closely with our clients to ensure that they have everything in place in order to comply with any and all regulatory requirements.
As a regulated business you must avoid breaching any of the rules you have to abide by. By working closely with our team at MannBenham we will ensure that all your regulation and compliance policies, processes and procedures are in place, and conform to working ‘best practices’.
Our experience and knowledge of the regulators on the Isle of Man and other jurisdictions helps us better understand how they work and are best placed to offer advice on the direction to take should a breach occur. This also puts us in good stead to structure processes and procedures to ensure you and your staff are fully prepared and briefed should that breach escalated into a regulatory investigation.
Regulation and Compliance | What we do
We work closely with you and our other clients to ensure that you have all the processes, compliance and corporate governance in place to comply with any and all regulatory requirements. Should a breach occur or a regulatory investigation is initiated, our team can respond quickly to your needs. We are able to assist and advise you in dealing with these complex and very demanding issues as quickly and economically as possible, looking for a speedier resolution of regulatory matters.
By having everything in place and running in accordance with regulatory requirements there should be no cause for escalation to the High Court or for the need to appeal to the Financial Services Tribunal. We are however on hand to represent you in either circumstance should the need arise and our Dispute Resolution Team are there for you. If you or your business is under investigation or facing prosecution, we will guide you through every stage and defend your best interests.
Talk to the team today
If you need to talk to someone around regulation and compliance, having your processes and procedures in place, or are potentially looking at regulatory investigations or your annual review then email our team at [email protected] or call us on 01624 639350 to arrange your free consultation with us today.
| Miles Benham | E: [email protected] | T: +44 (0)1624 639351 | ||
| Carly Stratton | E: [email protected] | T: +44 (0)1624 639354 | ||
| Paul Beckett | E: [email protected] | T: +44 (0)1624 639983 |
Reasons to use MannBenham
Personal Service
Always professional, providing an exceptional level of service to our clientsAlways professional, providing an exceptional level of service to our clients
Everything we do is backed by leading legal professionals and an extensive range of advisory and support services designed to meet our client requirements and exceed expectations
Always Professional
We believe being professional is about us giving our best at all timesWe believe being professional is about us giving our best at all times
We remain professional at all times, treating everyone respectfully and with courtesy, listening and understanding our clients needs
Global Solutions
MannBenham Advocates, Advisory and Fiduciary solutions are truly globalMannBenham Advocates, Advisory and Fiduciary solutions are truly global
MannBenham’s global reach combines Isle of Man excellence with cross-jurisdictional expertise creating a complete integrated approach
Wealth of Experience
We pride ourselves on the wealth of our experience and knowledgeWe pride ourselves on the wealth of our experience and knowledge
Our experience and expertise crosses both commercial and personal, delivering real solutions that satisfy our clients expectations