Leading advisers across regulatory matters with specialist knowledge and experience
We have a diverse, skilled and committed team of specialists and experts, with high standards of service, and a strong record of success representing our clients.
Our team of specialist and highly experienced lawyers act for individuals, companies and regulators, providing advice on compliance, investigations, adjudication, enforcement and prosecutions. We help our clients respond to regulatory investigations and interventions when the continued operation or reputation of the individual or the business is at stake.
Explore our range of services below…
Financial Services Regulation | What we do
We help our clients respond to regulatory matters, investigations and interventions when the continued operation or reputation of the individual or the business is at stake. We look at three key areas within this field:
Working closely with you, we will design industry-specific compliance procedures and standards, including drafting manuals and forms.
When the Isle of Man Financial Services Authority or the Information Commissioner has exercised powers of investigation, we will provide support through all the stages, including the possibility of settlement negotiations.
If the outcome of an investigation, or the failure to achieve a settlement, has led to the imposition of civil or criminal penalties, then we will represent you in any Isle of Man High Court proceedings and in appeals before the Financial Services Tribunal and the Data Protection Tribunal, should the need arise.
In addition to the Financial Services in the Isle of Man which are regulated by the Isle of Man Financial Services Authority, we provide regulatory and legal advice to the Island’s eGaming Sector, which covers licensing and regulation of land-based and online gambling operations, as regulated by the Isle of Man Gambling Supervision Commission.
Ensuring compliance with the increasingly complex and pervasive nature of regulation in the Isle of Man and other jurisdictions requires expert advice and support. Whether you or your organisation needs help before or after a regulatory intervention, clear and decisive advice is required. With your reputation, ability to run your organisation or your ability to practise in jeopardy, we bring clarity in often stressful and emotional circumstances.